University of Kerala v. Council, Principals, Colleges, Kerala
2009-11-11
ASOK KUMAR GANGULY, MARKANDEY KATJU
body2009
DigiLaw.ai
ORDER Ganguly, J.— 1. I agree with my learned Hon’ble Brother Katju, J., that the questions formulated by His Lordship should be referred to a Constitution Bench for an authoritative pronouncement. 2. Since those questions concern the very core of our Constitutional jurisprudence, I would like to add my perception on those questions which may be a shade at a variance with Brother Katju, J. The relevance of those questions is perennial and they are bound to figure in decisions of this Court in various situations. So while making an authoritative pronouncement on those questions the Constitution Bench may consider the views of both of us. 3. The rationale of the doctrine of Separation of Powers, to my mind, is to uphold individual liberty and rule of law. Vesting of all power in one authority obviously promotes tyranny. Therefore, the principle of Separation of Powers has to be viewed through the prism of constitutionalism and for upholding the goals of justice in its full magnitude. 4. The doctrine is normally associated with the French Philosopher Montesquieu, but the origin of this principle can be traced back to Aristotle who opined that government should be composed of three organs, namely, the “deliberative” (i.e legislative), the magisterial (i.e., executive) and the judicial. However the scope of this doctrine was not worked out fully until Locke and Montesquieu elaborated this concept in 18th Century. Following the principles of John Locke, James Madison wrote in the Federalist Papers, (esp No.47) that:- “The accumulation of all powers, legislative, executive, and judiciary, in the same hands, whether of one, a few, or many, and whether hereditary, self-appointed, or elective, may justly be pronounced the very definition of tyranny.” 5. The value of this doctrine lies in the fact that it seeks to preserve human liberty by avoiding the concentration of powers in one person or body of persons. This concept of separation of power or of divided authority is clearly woven in the fabric of American Constitutional Law. 6. Separation of powers may, therefore, be a plausible Constitutional doctrine but as a matter of practice a complete separation is never possible. In a modern governmental set up, the legislative, executive and judicial functions may overlap, and the power exercised by these three branches are potentially coextensive’ as viewed by Chief Justice Marshall in Osborn V. Bank of U.S. 6 L.Ed.204 (at page 222 of the report).
In a modern governmental set up, the legislative, executive and judicial functions may overlap, and the power exercised by these three branches are potentially coextensive’ as viewed by Chief Justice Marshall in Osborn V. Bank of U.S. 6 L.Ed.204 (at page 222 of the report). Justice Frankfurter of the U.S. Supreme Court also observed that “enforcement of a rigid conception of separation of powers would make modern government impossible.”(See: Schwartz American Constitution Law, page 310). 7. The Constitutional law of England recognizes this doctrine but this was never given a Constitutional status nor was it theoretically accepted. However in several judgments, the existence of this doctrine has been acknowledged. (See the speech of Lord Diplock in Hinds and others vs. The Queen - (1976) 1 A.E.R 353, at page 370 (Placitum ‘g’), Duport Steels Limited and Others vs. Sirs and others reported in (1980) 1 A.E.R. 529, the opinion of Lord Diplock at 541 placitum, ‘g’, ‘h’ and ‘i’ and that of Lord Scarman at page 557, there the learned judge accepted that in the absence of statute, judges are virtually ‘law makers’, (placitum ‘c’) and the view of Lord Templeman in M vs. Home Office and another, reported in (1993) 3 A.E.R. 537, at page 540, placitum ‘f’. 8. The doctrine has been most directly incorporated in the U.S. Constitution by its provisions like “all legislative powers shall be vested in a Congress (Article I, Section 1), “The executive powers shall be vested in a President” (Article II, Section 1) and “the judicial powers shall be vested in one Supreme Court and in such inferior courts as Congress may from time to time ordain and establish” (Article III, Section 1). 9. In our Constitution there is no such defined and express incorporation of the doctrine of Separation of Power, save and except that the Executive power of the Union is vested in the President under Article 53(1) and similarly the Executive power of the State is vested on the Governor under Article 154(1). But so far as legislative and judicial powers are concerned they are not vested on any authority. Under Article 50, one of the directive principles of State policy, State is to take steps to separate the judiciary from the executive in the public services of the State. But this has nothing to do with the vesting of power. 10.
But so far as legislative and judicial powers are concerned they are not vested on any authority. Under Article 50, one of the directive principles of State policy, State is to take steps to separate the judiciary from the executive in the public services of the State. But this has nothing to do with the vesting of power. 10. Under our Constitution the executive is endowed with certain legislative powers, for instance the Ordinance making powers under Article 123 and Article 213. It also has certain judicial powers under Article 103 and Article 192. The legislature is also empowered to exercise certain judicial powers under Article 105 and Article 195. The judiciary also exercises certain legislative and executive powers under Articles 145, 146, 227 and 229. 11. In addition, the executive also exercises substantial quasi-judicial powers under several statutory provisions whereby Tribunals have been set up. These Tribunals, with almost the trappings of a Court, decide the lis between the parties. Of course, the same is subject to well known grounds of interference by writ court under judicial review. The Parliament, the highest legislative body in this Country also exercises quasi-judicial power in the case of impeachment of judges [Art. 124(5) and Art. 217] and also in respect of contempt of legislatures [Art. 194(3)]. 12. Justice Pathak (as His Lordship then was) explained these principles in Bandhua Mukti Morcha vs. Union of India reported in, 14 (1984) 3 SCC 161 , and which is of some relevance in the context and which I quote:- “It is common place that while the Legislature enacts the law the Executive implements it and the Court interprets it and, in doing so, adjudicates on the validity of executive action and, under our Constitution, even judges the validity of the legislation itself. And yet it is well recognized that in a certain sphere the Legislature is possessed of judicial power, the executive possesses a measure of both legislative and judicial functions, and the Court, in its duty of interpreting the law, accomplishes in its perfected action a marginal degree of legislative exercise. Nonetheless a fine and delicate balance is envisaged under our Constitution between these primary institutions of the State”. 13. In so far as judicial power is concerned, no such limitation has been imposed under the Constitution.
Nonetheless a fine and delicate balance is envisaged under our Constitution between these primary institutions of the State”. 13. In so far as judicial power is concerned, no such limitation has been imposed under the Constitution. Rather the conferment of judicial power under Articles 141, 142, 32 and 226 has been plenary and very wide and enable the Supreme Court to declare the law which shall be binding on all the courts within the territories of India and Article 142 enables the Supreme Court to pass such order as is required to do complete justice in the case. Those two Articles (Article 141 and 142) are set out:- “141. Law declared by Supreme Court to be binding on all courts:—The law declared by the Supreme Court shall be binding on all courts within the territory of India. 142. Enforcement of decrees and orders of Supreme Court and orders as to discovery, etc.- (1) The Supreme Court in the exercise of its jurisdiction may pass such decree or make such order as is necessary for doing complete justice in any cause or matter pending before it, and any decree so passed or order so made shall be enforceable throughout the territory of India in such manner as may be prescribed by or under any law made by Parliament and, until provision in that behalf is so made, in such manner as the President may by order 103 prescribe. (2) Subject to the provisions of any law made in this behalf by Parliament, the Supreme Court shall, as respects the whole of the territory of India, have all and every power to make any order for the purpose of securing the attendance of any person, the discovery or production of any documents, or the investigation or punishment of any contempt of itself. 14. Following the aforesaid dispensation, it may perhaps be said that the framers of our Constitution never wanted to introduce the doctrine of Separation of Powers rigidly to the extent of dividing the three organs into water-tight compartments. 15.
14. Following the aforesaid dispensation, it may perhaps be said that the framers of our Constitution never wanted to introduce the doctrine of Separation of Powers rigidly to the extent of dividing the three organs into water-tight compartments. 15. In this context the direction of Justice Bhagwati (as His Lordship then was) in the Constitution Bench decision in Minerva Mills vs. Union of India, 15 [ (1980) 3 SCC 625 ], is very apt and is quoted:- “...Under our Constitution we have no rigid separation of powers as in the United States of America, but there is a broad demarcation, though, having regard to the complex nature of governmental functions, certain degree of overlapping is inevitable. The reason for this broad separation of powers is that “the concentration of powers in any one organ may” to quote the words of Chandrachud, J., (as he then was) in Indira Gandhi case [(1975) Supp SCC 1], “by upsetting that fine balance between the three organs, destroy the fundamental premises of a democratic government to which we are pledged...” 16. Similar principle has been reiterated by Chief Justice A. N. Ray in Indira Nehru Gandhi vs. Raj Narain, 16 [(1975) Supp SCC 1]. In para 46 at page 42 of the report the learned Chief Justice clearly stated:- “The doctrine of separation of powers is carried into effect in countries like America and Australia. In our Constitution there is separation of powers in a broad sense...... the doctrine of separation of powers as recognized in America is not applicable to our country.” 17. The Learned Chief Justice made a categorical finding at para 47 (page 42) that the rigid separation of powers as under American Constitution or Australian Constitution does not apply to our country. 18. In Indira Nehru Gandhi [Supra] the view of Chief Justice Ray was affirmed by Justice Chandrachud in para 684 at pg. 259 and which are very pertinent in present context and I quote:- The American Constitution provides for a rigid separation of governmental powers into three basic divisions the executive, legislative and judicial. It is an essential principle of that Constitution that powers entrusted to one department should not be exercised by any other department. The Australian Constitution follows the same pattern of distribution of powers.
It is an essential principle of that Constitution that powers entrusted to one department should not be exercised by any other department. The Australian Constitution follows the same pattern of distribution of powers. Unlike these Constitutions, the Indian Constitution does not expressly vest the three kinds of power in three different organs of the State. But the principle of separation of powers is not a magic formula for keeping the three organs of the State within the strict confines of their functions. As observed by Cardozo, J., in his dissenting opinion in Panama Refining Company v. Ryan (1934) 293 US 388, 440 the principle of separation of powers “is not a doctrinaire concept to be made use of with pedantic rigour. There must be sensible approximation, there must be elasticity of adjustment in response to the practical necessities of Govt. which cannot foresee today the developments of tomorrow in their nearly infinite variety”. Thus, even in America, despite the theory that the legislature cannot delegate its power to the executive. a host of rules and regulations are passed by non- legislative bodies, which have been judicially recognised as valid. 19. In another Constitution Bench Judgment in A. K. Roy v. Union of India, 17 AIR 1982 SC 710 Chief Justice Chandrachud speaking for the majority held at para 23 pg. 723 that “our constitution does not follow the American pattern of strict separation of powers” 20. It may be noted that this Court has on several occasions issued directions, directives in respect of those situations which are not covered by any law. The decision in Visaka vs. State of Rajasthan, [ (1997) 6 SCC 241 ], is one such instance wherein a three-Judge Bench of this Court gave several directions to prevent sexual harassment of women at the workplace. Taking into account the “absence of enacted law” to provide for effective enforcement of the right of gender equality and guarantee against sexual harassment, Chief Justice Verma held that guidelines and norms given by the Court will hold the field until legislation was enacted for the purpose. It was clarified that this Court was acting under Article 32 of the Constitution and the directions “would be treated as the law declared by the Court under Article 141 of the Constitution.” (para 16) 21.
It was clarified that this Court was acting under Article 32 of the Constitution and the directions “would be treated as the law declared by the Court under Article 141 of the Constitution.” (para 16) 21. Similarly, the Supreme Court issued directions regarding the procedure and the necessary precautions to be followed in the adoption of Indian children by foreign adoptive parents. While there was no law to regulate inter-country adoptions, Bhagwati J., (as His Lordship then was) in Laxmikant Pandey vs. Union of India, 18 [ AIR 1987 SC 232 ], formulated an entire scheme for regulating inter-country and intra-country adoptions. This is an example of judiciary filling up the void by giving directions which are still holding the field. 22. Such judicial intervention when there are gaps in the legislation has served the cause of justice. It may be noted that the judges make law is also shared by several accomplished jurists. Judge Richard A. Posner, in ‘The Federal Courts: Crisis and Reform, 1985’ argues that even though “judges are not supposed to and generally do not make law with the same freedom that legislatures can and do”; the “fact remains that judges make, and do not just find and apply law.” 23. Lord Reid’s observation in ‘The Judge as Law Maker’ is crucial in this regard. The learned judge points out how “there was a time when it was thought almost indecent to suggest that judges make law” and he underscores how that has changed and there is potential for creativity in the judicial role. 24. Benjamin Cardozo in his accomplished work - ‘The Nature of Judicial Process’ accepts that a judge is not a legislator in general but highlights how the judge does legislate new law in close cases to fill gaps between existing rules. He offers this theory as a departure from the traditional Blackstonian theory of “pre-existing rules of law which judges found, but did not make.” (Banjamin Cardozo, The Nature of Judicial Process, page 41, 1921.) 25. Chief Justice Bhagwati’s view in this regard is in tune with the jurists mentioned above. His Lordship held in His Lordship’s address on the ‘Domestic Application of Human Rights Norms’ - “It is recognized on all hands that judges do not merely discover law, but they also make law...
Chief Justice Bhagwati’s view in this regard is in tune with the jurists mentioned above. His Lordship held in His Lordship’s address on the ‘Domestic Application of Human Rights Norms’ - “It is recognized on all hands that judges do not merely discover law, but they also make law... Even when a judge is concerned with interpretation of a Bill of Rights or a statute, there is ample scope for him to develop and mould the law. It is he who infuses life and blood into the dry skeleton provided by the legislature and creates a living organism appropriate and adequate to meet the needs of the society and by thus making and moulding the law, he takes part in the work of creation and this is much more true in the case of interpretation of the Constitution... Greatness on the Bench lies in creativity and it is only through bold and imaginative interpretation that the law can be moulded and developed and human rights advanced... To meet the needs of the society, the judges do make law and it is now recognized everywhere that judges take part in this law making function and, therefore, judges make law.” 26. The law-making role of this Court has also been acknowledged in various other decisions as well. In this context, one must appreciate the scope and ambit of Articles 141 and 142. 27. In so far as Article 141 is concerned, Sabyasachi Mukharji’s, C.J., view is of primary importance. In Delhi Transport Corporation vs. D.T.C. Mazdoor Congress, 19 ( AIR 1991 SC 101 ), the learned judge notes that ‘we must do away with the childish fiction that law is not made by the judiciary’ and cites Austin’s description of the Blackstonian Principle in this regard. Mukharji J. also refers to the observations made by Chief Justice Subba Rao in Golak Nath vs. State of Punjab, 20 ( AIR 1967 SC 1643 at 1667), wherein it was pointed out that Article 141 and Article 142 “are designedly made comprehensive to enable the Supreme Court to declare law and to give such directions or pass such orders, as are necessary to do complete justice. Subba Rao C.J. had made the following observation - “the expression ‘declared’ is wider than the words ‘found or made’. To declare is to announce opinion. Indeed, the latter involves the process, while the former expresses result.
Subba Rao C.J. had made the following observation - “the expression ‘declared’ is wider than the words ‘found or made’. To declare is to announce opinion. Indeed, the latter involves the process, while the former expresses result. Interpretation, ascertainment and evolution are parts of the process, while that interpreted, ascertained or evolved is declared as law. The law declared by this Court is the law of the land. To deny this power to this Court on the basis of some outmoded theory that the Court only finds law but does not make it, is to make ineffective the powerful instruments of justice placed in the hands of the highest judiciary of this Country.” (para 50) 28. This particular view of Chief Justice Subba Rao, to my mind, has not been departed from. M.P. Jain in his article titled ‘The Supreme Court and Fundamental Rights’ comments on this observation in Golak Nath (supra) and points out that the declaratory theory which says that judges only declare the law but do not make it has been discarded even in Britain and the ‘general consensus of opinion at the present days is that new law is created by the judiciary’ (in Fifty Years of the Supreme Court: Its Grasp and Reach). Mr. Jain refers to Lloyd’s Introduction to Jurisprudence, wherein it is pointed out how there remains a consensus of opinion that, within certain narrow and clearly defined limits, new law is created by the judiciary. As is rightly pointed out in this treatise, ‘attention centers primarily not so much on the fact of judicial legislation but rather on the ways in which this occurs...thus it is realized that in a sense whenever a court applies an established rule or principle to a new situation or set of facts new law is being created.’ It is further stated that there may be times when a ‘court may take a bolder step, by laying down a new rule or principle which itself contains the potentiality of creative expansion and development.’ (Lloyd’s Introduction to Jurisprudence, page 1403-1404) 29. Article 142, which vests the Supreme Court with the repository of discretionary power that can be wielded in appropriate circumstances to deliver complete justice in a given case. Only Bangladesh (Art. 104) and Nepal [Art. 88(2)] include similar provisions in their Constitution.
Article 142, which vests the Supreme Court with the repository of discretionary power that can be wielded in appropriate circumstances to deliver complete justice in a given case. Only Bangladesh (Art. 104) and Nepal [Art. 88(2)] include similar provisions in their Constitution. [(2005) 3 SCC 281, para 32] In the context of Article 142, it is worthwhile to appreciate the observations made by Hegde J. in Kalyan Chandra Sarkar vs. Rajesh Ranjan, 21 [ (2005) 3 SCC 284 ], wherein His Lordship pointed out that Article 142 is an important constitutional power granted to the Court to protect its citizens. The learned judge observed - ‘In a given situation when laws are found to be inadequate for the purposes of grant of relief, the Court can exercise its jurisdiction under Article 142 of the Constitution.’ (para 33) In para 39, Hegde J. refers to the decisions in Visaka vs. State of Rajasthan,[ (1997) 6 SCC 241 ] and Vineet Narain vs. Union of India, 22 ([1998) 1 SCC 226], to note that the directions issued by the Court under Article 142 form the law of the land in the absence of any substantive law covering that field. Such directions, according to His Lordship, ‘fill the vacuum’ until the legislature enacts substantive law. 30. We may note here that this attempted legislation by this Court has been applauded internationally. Reference in this connection may be made to an article on Separation of Powers by N. W. Barber in 2001 Cambridge Law Journal (Vol. 60 pg. 59). At page 82 of the article, the learned author has said:- “Thirdly, it is possible for a court deliberately to depart from the triadic structure in order to combat the resource deficiencies of litigants. As interesting example of this can be found in India were the Supreme Court has attempted to meet the institutional challenges posed by a combination of a weak legislation and a poor citizenry. The Supreme Court has relaxed the formal restrictions on applications to the court. An application can be made by a letter, or even a postcard, addressed to the court.” 31. Further it is pointed at page 83 that:- “These measures must be commended as a significant attempt to adapt the court to the needs of the unempowered citizenship, but whilst this may be the best of all possible alternatives it remains a far from ideal solution.
Further it is pointed at page 83 that:- “These measures must be commended as a significant attempt to adapt the court to the needs of the unempowered citizenship, but whilst this may be the best of all possible alternatives it remains a far from ideal solution. Though the court is able to mitigate the limitations of its structure, it cannot wholly escape them.” 32. Again Lord Woolf in his treatise on “The Pursuit of Justice” {Oxford University Press 2008) appreciated the innovative steps taken by this court in the realm of environmental law by observing on this court’s willingness to devise new remedies while discussing Vellore Citizens’ Forum vs. Union of India, 23 [ (1996) 5 SCC 647 ]. The learned Law Lord recognized that the principle of (a) sustainable development, (b) precautionary principle and (c) polluter pays- became part of the Indian law in view of the said judgment. 33. Commenting on Vellores Citizens’ judgment and devising of remedies by this Court Lord Woolf has said and which I quote:- “... the proactive action taken by the Indian Supreme Court to protect the environment that I freely acknowledge could not be taken by English Courts. The Supreme Court of India has shown what can be done in the absence of `black letter weapons’ in the judicial armoury.” [page 385] 34. For the reasons discussed above, I am humbly of the view that the questions formulated by Justice Katju may be considered by the Constitution Bench in the background of the inherent power of this Court under Article 141 and Article 142. Both these powers are unique and possibly in no other jurisprudence has the highest Court been empowered by such provisions. That is why it has been observed that the Supreme Court itself has been a source of law in as much as this Court held:- “Their Lordships decisions declare the existing law but do not enact any fresh law, is not in keeping with the plenary function of the Supreme Court under Article 141 of the Constitution, for the Court is not merely the interpreter of the law as existing but much beyond that. The Court as a wing of the State is by itself a source of law. The law is what the Court says it is.
The Court as a wing of the State is by itself a source of law. The law is what the Court says it is. Patently the High Court fell into an error in its appreciation of the role of this Court.” [Nand Kishore v. State of Punjab, (1995) 6 SCC 614 , para 17] 35. However, I agree with all the directions given by brother Katju, J., and the case may be placed before the Hon’ble Chief Justice for referring the questions before the Constitution Bench. ***********