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Allahabad High Court · body

2016 DIGILAW 3321 (ALL)

V. K. DIXIT v. STATE OF U. P.

2016-09-28

K.J.THAKER, SUDHIR AGARWAL

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JUDGMENT By the Court.—Heard learned counsel for petitioner and perused the records. 2. This writ petition has been filed by petitioner seeking a writ of certiorari quashing order dated 21.3.2006 passed by respondent No. 2, Principal Secretary, Department of Social Welfare, Government of U.P, whereby petitioner has been punished by reducing one rank i.e from the post of Deputy Director (Social Welfare) to the post of Additional District Development Officer (Social Welfare). 3. Sri Umesh Narain Sharma, Senior Advocate assisted by Sri Jitendra Kumar, Advocate, counsel for petitioner contended that before imposing such major penalty, no oral enquiry was conducted inasmuchas charge-sheet was issued to petitioner to which reply was given and thereafter enquiry report was submitted. Then notice was given to petitioner and thereafter impugned punishment order has been passed. 4. Petitioner was initially appointed as District Social Welfare Officer after his selection by U.P. Public Service Commission (U.P.P.S.C) in the year 1977. He was promoted to the post of Additional District Development Officer (Social Welfare) in October,1980 and further promoted to the post of Deputy Director (Social Welfare) Faizabad Division, Faizabad in November, 1992. 5. The petitioner was placed under suspension on 3.5.1995 while working as Deputy Director (Social Welfare) Faizabad Division, Faizabad on the charge that he has committed illegality in purchase and allotment of agricultural land under the Scheme of Special Component Plan. Thereafter charge-sheet was served upon him on 22.11.1996 to which petitioner submitted reply on 12.3.1997. He challenged suspension order dated 3.5.1995 in Writ Petition No. 348(S/B) of 1995 before High Court, Lucknow Bench, Lucknow. Before aforesaid proceedings could be completed, petitioner was again suspended vide order dated 6.11.1998 and on the same day, a charge-sheet was served upon him, containing charges which was also replied on 27.8.1998. 6. So far as Writ Petition No. 42343 of 1998 against suspension order dated 6.11.1998 is concerned the same is still pending and vide order dated 20.2.1999, this Court stayed the suspension order dated 6.11.1998 observing that the charge contained therein could not be termed as misconduct. So far as supplementary charge-sheet dated 3.8.1999 regarding illegal employment of Motilal Nainwal on 23.3.1998 is concerned, reply was given by the petitioner on 15.10.1999. Thereafter, the Inquiry Officer submitted reports dated 11.10.1999 and 17.2.2000. 7. So far as supplementary charge-sheet dated 3.8.1999 regarding illegal employment of Motilal Nainwal on 23.3.1998 is concerned, reply was given by the petitioner on 15.10.1999. Thereafter, the Inquiry Officer submitted reports dated 11.10.1999 and 17.2.2000. 7. The Inquiry Officer held charge No. 1, with respect to illegally committed by the petitioner in purchase and non-allotment of land purchased under Special Component Scheme,proved. Likewise other charges Nos. 3,5, 6,7,8,9,10,14,15 and 16 were held proved against petitioner. Charge Nos. 2,4,11,12 and 13 were not found proved. 8. Pursuant to the aforesaid enquiry report, impugned punishment order dated 21.3.2006 was passed. 9. Submission on behalf of petitioner is that major penalty of reduction in rank has been imposed on the petitioner without holding oral inquiry which is mandatory before imposition of major penalty. 10. In Subhash Chandra Sharma v. U.P. Co-operative Spinning Mills, 2001 (1) UPLBEC 1475, this Court has held that without conducting oral inquiry, major penalty could not have been imposed and impugned order of punishment was in utter violation of principles of natural justice. We find that law on this subject is well-settled that before imposing major penalty holding of oral inquiry is mandatory and in absence thereof order of major penalty cannot sustain. 11. In Meenglas Tea Estate v. The workmen, AIR 1963 SC 1719 , Court observed “It is an elementary principle that a person who is required to answer a charge must know not only the accusation but also the testimony by which the accusation is supported. He must be given a fair chance to hear the evidence in support of the charge and to put such relevant questions by way to cross-examination as he desires. Then he must be given a chance to rebut the evidence led against him. This is the barest requirement of an enquiry of this character and this requirement must be substantially fulfilled before the result of the enquiry can be accepted. 12. In State of U.P. v. C.S. Sharma, AIR 1968 SC 158 , Court held that omission to give opportunity to the officer to produce his witnesses and lead evidence in his defence vitiates the proceedings. The Court also held that in the enquiry witnesses have to be examined in support of the allegations, and opportunity has to be given to the delinquent to cross-examine these witnesses and to lead evidence in his defence. 13. The Court also held that in the enquiry witnesses have to be examined in support of the allegations, and opportunity has to be given to the delinquent to cross-examine these witnesses and to lead evidence in his defence. 13. In Punjab National Bank v. A.I.P.N.B.E. Federation, AIR 1960 SC 160 , (vide para 66), Court held that in such enquiries evidence must be recorded in the presence of the charge-sheeted employee and he must be given an opportunity to rebut the said evidence. The same view was taken in A.C.C. Ltd. v. Their Workmen, (1963) II LLJ 396, and in Tata Oil Mills Co. Ltd. v. Their Workmen, (1963) II LLJ 78 (SC). 14. In S.C. Girotra v. United Commercial Bank, 1995 Supp. (3) SCC 212, Court set aside a dismissal order which was passed without giving employee an opportunity of cross-examination. 15. This Court in Subhas Chandra Sharma v. Managing Director and another, 2000(1) UPLBEC 541 , said : “In our opinion after the petitioner replied to the charge-sheet a date should have been fixed for the enquiry and the petitioner should have been intimated the date, time and place of the enquiry and on that date the oral and documentary evidence against the petitioner should have been led in his presence and he should have been given an opportunity to cross-examine the witnesses against him and also he should have been given an opportunity to produce his own witnesses and evidence. If the petitioner in response to this intimation had failed to appear for the enquiry then an ex parte enquiry should have been held butthe petitioner’s service should have not been terminated without holding an enquiry. In the present case it appears that no regular enquiry was held at all. All that was done that after receipt of thepetitioner’s reply to the charge-sheet he was given a show-cause notice and thereafter the dismissal order was passed. In our opinion this was not the correct legal procedure and there was violation of the rules of natural justice. Since no date for enquiry was fixed nor any enquiry held in which evidence was led in our opinion the impugned order is clearly violative of natural justice.” 16. In our opinion this was not the correct legal procedure and there was violation of the rules of natural justice. Since no date for enquiry was fixed nor any enquiry held in which evidence was led in our opinion the impugned order is clearly violative of natural justice.” 16. The above judgment was followed by a Division Bench in Subhash Chandra Sharma v. U.P. Co-operative Spinning Mills and others (supra) the Court held thus: “In cases where a major punishment proposed to be imposed an oral enquiry is a must, whether the employee request, for it or not. For this it is necessary to issue a notice to the employee concerned intimating him date, time and place of the enquiry as held by the Division Bench of this Court in Subhash Chandra Sharma v. Managing Director, (2000) 1 UPLBEC 541 , against which SLP has been dismissed by the Supreme Court on 16-8-2000.” 17. In the State of Uttar Pradesh v. Saroj Kumar Sinha, (2010) 2 SCC 772 , Court held that : “An inquiry officer acting in a quasi-judicial authority is in the position of an independent adjudicator. He is not supposed to be arepresentative of the department/disciplinary authority/Government. His function is to examine the evidence presented by the Department, even in the absence of the delinquent official to see as to whether the unrebutted evidence is sufficient to hold that the charges are proved. In the present case the aforesaid procedure has not been observed. Since no oral evidence has been examined the documents have not been proved, and could not have been taken into consideration to conclude that the charges have been proved against the respondents. When a departmental enquiry is conducted against the Government servant it cannot be treated as a casual exercise. The enquiry proceedings also cannot be conducted with a closed mind. The inquiry officer has to be wholly unbiased. The rules of natural justice are required to be observed to ensure not only that justice is done but is manifestly seen to be done. The object of rules of natural justice is to ensure that a Government servant is treated fairly in proceedings which may culminate in imposition of punishment including dismissal/removal from service.” 18. Similar view was taken in Roop Singh Negi v. Punjab National Bank, (2009) 2 SCC 570 , as under : “Indisputably, a departmental proceeding is a quasi-judicial proceeding. The object of rules of natural justice is to ensure that a Government servant is treated fairly in proceedings which may culminate in imposition of punishment including dismissal/removal from service.” 18. Similar view was taken in Roop Singh Negi v. Punjab National Bank, (2009) 2 SCC 570 , as under : “Indisputably, a departmental proceeding is a quasi-judicial proceeding. The enquiry officer performs a quasi-judicial function. The charges levelled against the delinquent officer must be found to have been proved. The enquiry officer has a duty to arrive at a finding upon taking into consideration the materials brought on record by the parties. The purported evidence collected during investigation by the investigating officer against all the accused by itself could not be treated to be evidence in the disciplinary proceeding. No witness was examined to prove the said documents. The management witnesses merely tendered the documents and did not prove the contents thereof. Reliance, inter alia, was placed by the enquiry officer on the FIR which could not have been treated as evidence.” 19. One of us (Justice Sudhir Agarwal) in Rajesh Prasad Mishra v. Commissioner, Jhansi Division, Jhansi and others, 2011(1) ADJ 135 , observed as under after detail analysis: “Now coming to the question, what is the effect of non-holding of oral inquiry, I find that, in a case where the inquiry officer is appointed, oral inquiry is mandatory. The charges are not deemed to be proved suo motu merely on account of levelling them by means of the charge-sheet unless the same are proved by the department before the inquiry officer and only thereafter it is the turn of delinquent employee to place his defence. Holding oral enquiry is mandatory before imposing a major penalty, as held by Apex Court in State of U.P. and another v. T.P.Lal Srivastava, 1997 (1) LLJ 831 , as well as by a Division Bench of this Court in Subhash Chandra Sharma v. Managing Director and another, 2000 (1) UPLBEC 541 .” 20. In another case in Subhash Chandra Gupta v. State of U.P., 2011(10) ADJ 879 (DB), the Division Bench of this Court after survey of law on this issue observed as under: “It is well-settled that when the statute provides to do a thing in a particular manner that thing has to be done in that very manner. In another case in Subhash Chandra Gupta v. State of U.P., 2011(10) ADJ 879 (DB), the Division Bench of this Court after survey of law on this issue observed as under: “It is well-settled that when the statute provides to do a thing in a particular manner that thing has to be done in that very manner. We are of the considered opinion that any punishment awarded on the basis of an enquiry not conducted in accordance with the enquiry rules meant for that very purposes is unsustainable in the eye of law. We are further of the view that the procedure prescribed under the inquiry rules for imposing major penalty is mandatory in nature and unless those procedures are followed, any out come inferred thereon will be of no avail unless the charges are so glaring and unrefutable which does not require any proof. The view taken by us find support from the judgement of the Apex Court in State of U.P. and another v. T.P.Lal Srivastava, 1997 (1) LLJ 831 , as well as by a Division Bench of this Court in Subash Chandra Sharma v. Managing Director and another, 2000 (1) UPLBEC 541 . A Division Bench decision of this Court in the case of Salahuddin Ansari v. State of U.P. and others, 2008(3) ESC 1667, held that non holding of oral inquiry is a serious flaw which can vitiate the order of disciplinary proceeding including the order of punishment has observed as under : “ 10....... Non holding of oral inquiry in such a case, is a serious matter and goes to the root of the case. 11. A Division Bench of this Court in Subash Chandra Sharma v. Managing Director and another, 2000 (1) UPLBEC 541 , considering the question as to whether holding of an oral inquiry is necessary or not, held that if no oral inquiry is held, it amounts to denial of principles of natural justice to the delinquent employee. The aforesaid view was reiterated in Subash Chandra Sharma v. U.P. Cooperative Spinning Mills and others, 2001 (2) UPLBEC 1475 and Laturi Singh v. U.P.Public Service Tribunal and others, Writ Petition No. 12939 of 2001, decided on 6.5.2005.” 21. Even if the employee refuses to participate in the enquiry the employer cannot straightaway dismiss him, but he must hold and ex parte enquiry where evidence must be led vide Imperial Tobacco Co. Even if the employee refuses to participate in the enquiry the employer cannot straightaway dismiss him, but he must hold and ex parte enquiry where evidence must be led vide Imperial Tobacco Co. Ltd. v. Its Workmen, AIR 1962 SC 1348 , Uma Shankar v. Registrar, 1992 (65) FLR 674 (All). 22. The Division Bench of this Court in the case of Mahesh Narain Gupta v. State of U.P. and others, 2011(5) ADJ 177 (DB), had also occasion to deal with the same issue. It held: “At this stage, we are to observe that in the disciplinary proceedings against a delinquent, the department is just like a plaintiff and initial burden lies on the department to prove the charges which can certainly be proved only by collecting some oral evidence or documentary evidence, in presence and notice charged employee. Even if the department is to rely its own record/document which are already available, then also the enquiry officer by looking into them and by assigning his own reason after analysis, will have to record a finding that hose documents are sufficient enough to prove the charges. In no case, approach of the Enquiry Officer that as no reply has been submitted, the charge will have to be automatically proved can be approved. This will be erroneous. It has been repeatedly said that disciplinary authority has a right to proceed against delinquent employee in ex parte manner but some evidence will have to be collected and justification to sustain the charges will have to be stated in detail. The approach of the enquiry officer of automatic prove of charges on account of non filing of reply is clearly misconceived and erroneous. This is against the principle of natural justice, fair play, fair hearing and, thus, enquiry officer has to be cautioned in this respect.” 23. Recently the entire law on the subject has been reviewed and reiterated in Chamoli District Co-operative Bank Ltd. v. Raghunath Singh Rana and others, 2016(3) ESC 279 (SC) and Court has culled out certain principles as under: “i) The enquiries must be conducted bona fide and care must be taken to see that the enquiries do not become empty formalities. Recently the entire law on the subject has been reviewed and reiterated in Chamoli District Co-operative Bank Ltd. v. Raghunath Singh Rana and others, 2016(3) ESC 279 (SC) and Court has culled out certain principles as under: “i) The enquiries must be conducted bona fide and care must be taken to see that the enquiries do not become empty formalities. ii) If an officer is a witness to any of the incidents which is the subject-matter of the enquiry or if the enquiry was initiated on a report of an officer, then in all fairness he should not be the Enquiry Officer. If the said position becomes known after the appointment of the Enquiry Officer, during the enquiry, steps should be taken to see that the task of holding an enquiry is assigned to some other officer. (iii) In an enquiry, the employer/department should take steps first to lead evidence against the workman/delinquent charged and give an opportunity to him to cross-examine the witnesses of the employer. Only thereafter, the workman/delinquent be asked whether he wants to lead any evidence and asked to give any explanation about the evidence led against him. (iv) On receipt of the enquiry report, before proceeding further, it is incumbent on the part of the disciplinary/punishing authority to supply a copy of the enquiry report and all connected materials relied on by the enquiry officer to enable him to offer his views, if any.” (Emphayse) 24. Admittedly in the instant case no opportunity of oral hearing was afforded to the petitoner and therefore the impunged order of punishment inflicing major panalty of petitioner is clearly illegal against the settled principle of law. Learned Standing Counsel when confronted, could not dispute this fact. 25. From perusal of enquiry report it is demonstrably proved that no oral evidence has been led by the department. When a major punishment is proposed to be passed the department has to prove the charges against the delinquent/employee by examining the witnesses and by documentary evidence. In the present case no witness was examined by the department neither any officer has been examined to prove the documents in the proceedings. 26. It is trite law that the departmental proceedings are quasi judicial proceedings. The Inquiry Officer functions as quasi judicial officer. He is not merely a representative of the department. In the present case no witness was examined by the department neither any officer has been examined to prove the documents in the proceedings. 26. It is trite law that the departmental proceedings are quasi judicial proceedings. The Inquiry Officer functions as quasi judicial officer. He is not merely a representative of the department. He has to act as an independent and impartial officer to find out the truth. The major punishment awarded to an employee visit serious civil consequences and as such the departmental proceedings ought to be in conformity with the principles of natural justice. Even if, an employee prefers not to participate in enquiry the department has to establish the charges against the employee by adducing oral as well as documentary evidence. In case charges warrant major punishment then the oral evidence by producing the witnesses is necessary. 27. We may hasten to add that the above mentioned law is subject to certain exceptions. When the facts are admitted or no real prejudice has been caused to employee or no other conclusion is possible, in such situation the order shall not be vitiated. Reference may be made to the some of the decision of Supreme Court in K.L. Tripathi v. State Bank of India, AIR 1984 SC 273 ; State Bank of Patiala v. S.K. Sharma, AIR 1996 SC 1669 ; and Biecco Lawrie Ltd. v. West Bengal, (2009) 10 SCC 32 . 28. Admittedly, in the instant case no opportunity of oral hearing was afforded to the petitioner and therefore the impugned order of imposition of major penalty is illegal and against the settled Principle of Law. Learned Standing Counsel could not dispute the aforesaid facts. 29. In view of the factual aspect as also the exposition of law discussed above, the order impugned in this writ petition imposing major penalty without holding oral inquiry is illegal and against settled Principle of law. 30. In the result, writ petition is allowed. Impugned order dated 21.3.2006 passed by respondent No. 2 (Annexure-1 to writ petition) is hereby quashed. Petitioner shall be entitled to all consequential benefits. 31. However, this order shall not preclude respondent from holding further/fresh inquiry against petitioner from the stage of receiving reply from petitioner and in accordance with law, it may pass a fresh order.