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2019 DIGILAW 648 (GAU)

Samsul Ali (Md. ) v. State of Assam

2019-05-23

MANISH CHOUDHURY, MANOJIT BHUYAN

body2019
JUDGMENT : MANISH CHOUDHURY, J. 1. Heard Mr. R. Baruah, learned counsel for the appellant as well as Mr. L. Gogoi, learned counsel appearing on behalf of Mr. R. Dhar, learned State Counsel representing the State respondents. 2. This writ appeal is directed against the judgment and order dated 05.09.2014 passed by the Single Judge in the writ petition, W.P. (C) No. 1901/2010. Before consideration of the issue involved in the instant writ appeal, it appears apposite to narrate the background facts, in brief, leading to the institution of the present appeal as, during the interregnum, the appellant-petitioner preferred another writ petition, W.P.(C) No. 7462/2017 and are-view petition, Review Pet. 59/2018. For the sake of convenience, the writ appellant is referred to as the petitioner hereinafter. 3. The petitioner is a serving personnel in Assam Police who was appointed as a constable in March, 2001 and was posted at 10th Assam Police Battalion at Kahilipara. He was found unauthorisedly absent from duties w.e.f. 8.10.2005 and during such period of absence, he was found involved in a criminal case being Dispur Police Station Case No. 1192/2005 (G.R. Case No. 4036/2005) registered under Section 395, Indian Penal Code (IPC). On 07.12.2005, a departmental proceeding was initiated against the petitioner by serving him a show cause notice under Section 7 of the Police Act, 1861 read with Rule 66 of Assam Police Manual (Part-III) and Article 311 of the Constitution of India. Finding the reply submitted by the petitioner to the show cause notice unsatisfactory, an Enquiry Officer was appointed to conduct the departmental proceeding i.e. D.P. No. 06/2006. In connection with the investigation of Dispur Police Station Case No. 1192/2005, the petitioner and 5 (five) others, 4 (four) of whom were also Constables, were arrested. Later on, upon completion of investigation, a charge-sheet under Section 173, Code of Criminal Procedure, 1973 was submitted against the petitioner and 5 (five) other accused persons and the trial ensued. The trial in Sessions Case No. 322(K)/2005, arising out of Dispur Police Station Case No. 1192/2005, against the petitioner and other accused persons ended in acquittal by a judgment and order dated 25.07.2006. The trial in Sessions Case No. 322(K)/2005, arising out of Dispur Police Station Case No. 1192/2005, against the petitioner and other accused persons ended in acquittal by a judgment and order dated 25.07.2006. However, in the departmental proceeding, which proceeded independently at the same time, two charges were levelled against the petitioner, first, for his unauthorised absence from duty w.e.f. 08.10.2005 without any permission from the competent authority amounting to gross indiscipline conduct and second, for his involvement in a criminal case i.e. Dispur Police Station Case No. 1192/2005, committed during the period of his such unauthorised absence amounting to gross misconduct on his part being a member of the disciplined force. In the course of D.P. No. 06/2006, 7 (seven) witnesses were examined out of which 4 (four) were his co-accused in Dispur Police Station Case No. 1192/2005, in presence of the petitioner who was the delinquent therein. During the said departmental proceeding, the informant in Dispur Police Station Case No. 1192/2005 was also a witness. 4. After completion of enquiry, the Enquiry Officer submitted his findings by a report. It transpires that on the basis of the evidence on record, the Enquiry Officer recorded a finding that the delinquent being a member of the disciplined police force, displayed deplorable conduct, by indulging in criminal act and remaining unauthorisedly absent to achieve his objective and played the role of kingpin in motivating the other police personnel and found the charges to be proved. On receipt of the Enquiry Report, the Commandant, 10th Assam Police Battalion agreeing with the findings recorded therein and being the appointing authority, served a second show cause notice on the petitioner on 17.08.2006 recording the fact that the charges against the petitioner were found proved on careful perusal and consideration of the findings and by forwarding a copy of the Enquiry Report, the petitioner was asked to show cause as to why action under the rules should not be taken against him. After consideration of the reply submitted by the petitioner to the second show cause notice wherein he placed reliance in the judgment and order dated 25.07.2006 passed in Sessions Case No. 322(K)/2005 recording his and other accused persons' acquittal, by forwarding the copy therewith, the Commandant, 10th Assam Police Battalion passed the an of penalty dated 19.09.2006 whereby the petitioner was dismissed from service with immediate effect. It was further provided therein that the petitioner who was under suspension till then, could not get anything more towards pay and allowances in addition to whatever he had received in the form of subsistence allowance during the period of suspension. 5. Against the order of penalty dated 19.09.2006, the petitioner preferred statutory appeal(s) before the appellate authority i.e. Deputy Inspector General (AP). The appeals were not considered by the appellate authority on the ground that the appeal was received on 27.7.2009 which was beyond 3 years of passing of the order of penalty dated 19.9.2006 and beyond the period of 6 months provided for filing such appeal under Rule 66 of the Assam Police Manual. As the appeals were not disposed of, the petitioner instituted the writ petition, W.P.(C) No. 1901/2010, assailing the imposition of penalty of dismissal. 6. In the writ petition, it was urged on behalf of the petitioner, relying primarily on the decision of the Supreme Court in Captain M. Paul Anthony Vs. Bharat Gold Mines Limited & Anr., AIR 1999 SC 1416 , that the charges against the petitioner in the criminal case and the departmental proceeding being the same and the petitioner having been acquitted in the criminal case, the respondent authorities acted illegally and arbitrarily in holding that the charges against the petitioner were proved. Further plea of victimisation and discrimination was urged as no departmental proceeding was initiated against the police personnel who were the co-accused with the petitioner in the criminal case. 7. In the course of proceeding of W.P.(C) No. 1901/2010, the records of the enquiry proceedings in D.P. No. 06/2006 were produced and placing reliance on the same, submissions were made on behalf of the State respondents that there was no procedural infirmity and there was no denial of reasonable and adequate opportunity in the departmental proceeding for which the petitioner, in the writ petition, did not take the plea of aberration in so far as the principle of natural justice was concerned. It was submitted that the standards of proof in a criminal proceeding and in a departmental proceeding were different and just because the other co-accused police personnel were not proceeded with departmentally, the order of dismissal passed in respect of the petitioner could not be held to be vitiated when the charges were found proved. It was submitted that the standards of proof in a criminal proceeding and in a departmental proceeding were different and just because the other co-accused police personnel were not proceeded with departmentally, the order of dismissal passed in respect of the petitioner could not be held to be vitiated when the charges were found proved. The Single Judge considered the deposition of the informant of Dispur Police Station Case No. 1192/2005 and also took notice of the fact that on the assessment of the evidence brought on record in Sessions Case No. 322(K)/2005, the Trial Court had acquitted all the accused persons from the charge under Section 395, IPC holding that the prosecution had failed to prove the same. On due consideration of the fact that there was no departmental proceeding initiated and pending against the 4 (four) co-accused police personnel in the criminal case when they deposed against the petitioner in the departmental proceeding, the Single Judge had found the conclusion of the appointing authority that the petitioner indirectly accepted his involvement in the commission of the crime as not sustainable and it was held that it would be oppressive to hold a finding in the departmental proceeding on the basis of the statements of the co-accused. At the same time, the Single Judge had held that in so far as the charge concerning his unauthorised absence from duties was concerned, the petitioner had failed to adduce any evidence in support of the plea taken by him in respect of that charge and had held that the said charge stood established. 8. After consideration of the matter in its entirety, the Single Judge had observed as under: "25. The appointing authority dismissed the petitioner holding that both the charges are proved. This Court has now recorded a finding that the charge relating to his involvement in Dispur Police Station Case No. 1192/2005 was not established. This Court will not hazard a guess as to how far and to what extent the individual charges weighed upon and influenced the disciplinary authority in coming to the conclusion with regard to imposition of penalty by way of dismissal from service. This Court will not hazard a guess as to how far and to what extent the individual charges weighed upon and influenced the disciplinary authority in coming to the conclusion with regard to imposition of penalty by way of dismissal from service. Now that only charge relating to absence from duty has been held to be proved, it will be only appropriate for the Commandant, 10th Assam Police Battalion to pass a fresh order imposing penalty as may be considered just and proper for the charge established against the petitioner. 26. Accordingly, a Writ of Mandamus is issued to the Commandant, 10th Assam Police Battalion to pass a fresh order imposing penalty upon the petitioner, which has been held to be established, within a period of one month from the date of receipt of a certified copy of this order. With the passing of the fresh order of penalty, the present order imposing penalty by way of dismissal will stand obliterated. Having regard to the nature of the case as also the challenge made by the petitioner before this Court by way of the instant writ petition after about four years of the passing of the order of dismissal, this Court considers it just and expedient to pass an order to the effect that in the event of the disciplinary authority imposing any penalty which may have the effect of taking back the petitioner in service, the petitioner will not be entitled to any pay and allowances from the date of his dismissal to the eventual order imposing penalty now to be passed. However, it is also provided that, in such an event the period will be reckoned for the purpose of computation of pensionary benefits. Needless to say, if the petitioner is aggrieved by the fresh order imposing penalty, he will be free to pursue his remedies in accordance with law. 27. The writ petition is allowed to the extent indicated above. No. cost." 9. Pursuant to disposal of the writ petition, W.P.(C) No. 1901/2010, the matter of imposition of penalty on the petitioner was considered afresh by the appointing authority in the light of the directions made in the judgment and order dated 5.9.2014 and thereafter, an order was passed by the appointing authority on 10.10.2014, whereby, the order of dismissal passed against the petitioner was recalled. However, observing that the delinquent failed to adduce any evidence as regards the charge of unauthorised absence from duty on 08.10.2005 the appointing authority had found the same as an act of gross indisciplined conduct and imposed a penalty of withholding two increments of the petitioner for 2 years with cumulative effect. By reinstating the petitioner in service with effect from the date of his joining, it was further ordered that the petitioner would not be entitled back wages from the date of his dismissal on 19.09.2006 till the date of his joining in service on being reinstated. 10. Subsequent to the order of penalty dated 10.10.2014, the petitioner approached this Court by another writ petition, W.P.(C) No. 7462/2017, praying for a direction for payment of salary and allowances for the period from the date of order of dismissal i.e. 19.09.2006 to the date when the subsequent order that was to be passed which, as indicated above, was passed on 10.10.2014. In support of his submission, reliance was placed in two decisions of the Supreme Court and this Court rendered in Deepali Gundu Surwase Vs. Kranti Junior Adhyapak Mahavidyalaya (D.Ed.) & Ors., (2013) 10 SCC 324 and Jamuna Gogoi Phukan Vs. Guwahati High Court & Ors., 2017 (4) GLT 868. Upon consideration of the direction earlier passed in W.P.(C) No. 1901/2010 and the proposition of law enunciated in those two decisions the learned Single Judge was of the considered view that the direction, as prayed for, could not be considered as in W.P.(C) No. 1901/2010, it was held that the petitioner would not be entitled to any pay and allowances from the date of his dismissal to the date of the subsequent order that was to be passed. It was of the view that passing any such direction would amount to altering the direction passed in the order dated 5.9.2014, more so, in view of the fact that the said judgment and order having not been reviewed or reversed in appeal, had attained finality. It appears from the order dated 13.10.2017 whereby the writ petition, W.P. (C) No. 7462/2017, was disposed of, the petitioner sought leave and liberty not to pursue with said writ petition and to prefer an application as may be permissible under the law. By granting such leave and liberty as prayed for, the writ petition stood closed. 11. The review petition, Review Pet. By granting such leave and liberty as prayed for, the writ petition stood closed. 11. The review petition, Review Pet. 59/2018, against the judgment and order dated 05.09.2014 was filed on 31.01.2018. The Single Judge observed that the same, seeking review of paragraph 26 therein, was filed after a lapse of more than 3½ years whereas the petitioner was dismissed from service on 19.09.2006 against which the writ petition, W.P. (C) No. 1901/2010, was filed after about 4 years of passing of the same order. The submission that such direction, as contained in paragraph 26 therein, was not tenable in law was not accepted on the ground that the review jurisdiction was not akin to appellate jurisdiction. Finding no mistake or error apparent on the face of the record, the review petition was dismissed on 14.05.2018 as an error which was not self-evident and had to be detected by a process of reasoning could not be an error apparent on the face of the record. 12. It was thereafter, the petitioner approached by way of the present appeal against the judgment and order dated 5.9.2014 passed in the writ petition, W.P.(C) No. 1901/2010, and the order dated 14.5.2018 passed in the review petition, Review Pet. 59/2018, with considerable period of delay of 1383 days which, however, stood condoned by an order of this Court, dated 01.04.2019 passed in the connected I.A. (Civil) No. 3123/2018. 13. Mr. Baruah, learned counsel for the appellant-petitioner assailing the direction contained in paragraph 26 of the judgment and order dated 05.09.2014, quoted herein above, placed reliance once again in the ratio laid down in Deepali Gundu Surwase (supra) and Jamuna Gogoi Phukan (supra). Submitting that the fact situation obtaining in the present case was similar to the above two decisions, he has submitted that the direction of denial of the pay and allowances to the petitioner for the period from the date of order of dismissal (19.09.2006) to the date of his reinstatement (10.10.2014) when the subsequent order of penalty was passed, is unsustainable and therefore, the same is liable to be set aside. He additionally has also placed reliance in the decision of this Court in Ashim Kumar Dey Vs. State Bank of India & Ors., reported in 2019 (1) GLT 668. 14. He additionally has also placed reliance in the decision of this Court in Ashim Kumar Dey Vs. State Bank of India & Ors., reported in 2019 (1) GLT 668. 14. Before proceeding further, it would be apt to refer to the decisions on which heavy reliance has been placed on behalf of the appellant-petitioner. In Deepali Gundu Surwase (supra), the appellant was a teacher in a primary school run by a trust established and controlled by a family and to which some grant-in-aid used to be provided by the State Government. When the concerned Municipal Corporation raised a tax bill for the building belonging to the family, wherefrom the school was being run, treating the same to be a commercial property, all the employees including the appellant were asked by the management to contribute towards the tax liability. When the appellant refused to comply with the said dictate, the management issued as many as 25 memos and then placed her under sus pension. She was kept under suspension for a prolonged period. When a writ petition filed by her against the matter of suspension, the management conducting proceedings ex-parte against the appellant, terminated her service. When the termination was challenged, the Tribunal allowed the appeal and quashed the termination directing the management to pay full back wages to the appellant on the grounds that she was not given reasonable opportunity of hearing and was kept under suspension for prolonged period during which she was not gainfully employed anywhere. The Single Judge in the writ petition, preferred by the management against the said order of the Tribunal, interdicted the direction made for payment of back wages despite agreeing that the decision of the management to suspend and to terminate was not vitiated due to violation of the statutory provisions and the principles of natural justice. It was in the aforesaid fact situation, the Supreme Court had observed that the reinstatement of such an employee, which was preceded by a finding of the competent judicial/quasi judicial body or court that the action taken by the employer was ultra vires the relevant statutory provisions or the principles of natural justice, entitled the employee to claim full back wages. If the employer wanted to deny back wages to the employee or contest his entitlement to get consequential benefits then it was for the employer to specifically plead and prove that during the intervening period the employee was gainfully employed and was getting the same emoluments. The denial of back wages to an employee, who had suffered due to an illegal act of the employer could amount to indirectly punishing the employee concerned and rewarding the employer by relieving him of the obligation to pay back wages including the emoluments. The Court found the action of the management to be wholly arbitrary and vitiated due to violation of the rules of natural justice and also found that the allegations levelled against the appellant were frivolous. It was in the backdrop of those facts, the direction was made to the management to pay full back wages to the appellant. 15. In Jamuna Gogoi Phukan (supra), the petitioner was a judicial officer who was inflicted with a penalty of compulsory retirement and the alleged misconduct pertained to various judicial orders passed by the petitioner as well as the manner adopted by her in disposing of cases. The petitioner was served with a show cause notice under Rule 9 of the Assam Services (Discipline and Appeal) Rules, 1964 read with Article 311 of the Constitution of India asking her as to why any of the penalties prescribed under Rule 7 therein should not be inflicted on her, framing as many as seven charges. On completion of enquiry, six charges were found to be proved with another one charge partly proved and two were found not proved. On consideration of the Enquiry Report and reply of the petitioner to the same, penalty of compulsory retirement was imposed. On rejection of her statutory appeal, the writ petition was preferred. On due consideration, the decision making process culminating in the decision to award the penalty of compulsory retirement on the petitioner was found to have suffered from serious legal lacunae. On assessment of the materials on record, the Court had found that not only the decision making process was legally unsustainable, even initiation of disciplinary proceeding against the petitioner therein in the facts and circumstances of the case was found unwarranted. Consequently, the impugned order of penalty of compulsory retirement was set aside and the petitioner was reinstated in service with full back wages. Consequently, the impugned order of penalty of compulsory retirement was set aside and the petitioner was reinstated in service with full back wages. While awarding full back wages upon reinstatement, the decision in Deepali Gundu Surwase. 16. In Ashim Kumar Dey (supra), the appellant was a Branch Manager in a bank. Initially he was placed under suspension pending drawal of departmental proceeding and subsequently, a charge-sheet was submitted against the appellant alleging, inter alia, misappropriation of funds from the accounts of the borrowers while sanctioning and disbursing loans, etc. In the departmental proceeding, the majority of the allegations levelled against the appellant were found to be proved and the appellant was dismissed from service. In the writ petition so preferred against the order of dismissal, the learned Single Judge, while disposing of the writ petition, directed the respondents to reinstate the petitioner with 25% back wages. The short question that arose in the writ appeal before the Division Bench was whether the learned Single Judge was justified in awarding 25% back wages on reinstatement in service to the appellant, after quashing the order of dismissal, holding that the disciplinary action taken against him was wholly unsustainable. The learned Single Judge therein found the order of dismissal of the appellant wholly unmerited as the Enquiry Officer failed to observe due procedure in conducting the disciplinary proceeding and it was observed that there was gross failure to observe the principles of natural justice. While granting 50% back wages to the appellant therein, the proposition culled out in Deepali Gundu Surwase (supra) was referred to. 17. In view of the submission made by the learned counsel for the appellant placing reliance on the aforesaid decisions, the issue that has arisen in the present appeal is whether the fact situation obtaining in the present case is similar to the fact situations of Deepali Gundu Surwase (supra), Jamuna Gogoi Phukan (supra) and Ashim Kumar Dey (supra) and as to whether on reinstatement of the petitioner, full back wages should have been granted. In all the aforesaid decisions, as have been noticed above, the employee concerned was imposed with the penalty of either termination or dismissal or compulsory retirement. In all the aforesaid decisions, as have been noticed above, the employee concerned was imposed with the penalty of either termination or dismissal or compulsory retirement. Such order of penalty of termination or dismissal or compulsory retirement was interdicted by the Courts on grounds that the termination was wholly wrongful or initiation of disciplinary proceeding was unwarranted or the decision making process was legally unsustainable or there was gross failure to observe the principles of natural justice. 18. In the present case, the departmental proceeding was initiated on two charges. The first charge was for the appellant's unauthorised absence and the second charge pertained to the appellant's to involvement in a criminal case. The penalty of dismissal was imposed on the petitioner by the appointing authority after agreeing with the findings of the Enquiry Officer made in the Enquiry Report after completion of the departmental proceeding, and holding that both the charges were proved. The Single Judge had found for the reasons assigned in the judgment and order, that the charge relating to the appellant's involvement in a criminal case was not established at the same time, the charge relating to the appellant's unauthorised absence from duty has been held to be proved. It was in such situation, the matter was remitted to the appointing authority to pass a fresh order imposing penalty as may be considered just and proper for the charge established against the petitioner. 19. It is settled position of law that when a charge is proved, it is the appointing authority/disciplinary authority with whom lies the discretion to decide as to what kind of punishment is to be imposed. It is observed in Deputy Commissioner, Kendriya Vidyalaya Sangthan & Ors. Vs. J. Hussain, (2013) 10 SCC 106 that a host of factors go into the decision making process while exercising such discretion which include, apart from the nature of and gravity of misconduct, passed conduct, nature of duties assigned to the delinquent, responsibilities of duties assigned to the delinquent, previous penalty, if any, and the discipline required to be maintained in the department or establishment where he works, as well as extenuating circumstances, if any exist. It is the appellate authority who can examine as to whether the punishment imposed by the appointing authority/disciplinary authority is reasonable or not. It is the appellate authority who can examine as to whether the punishment imposed by the appointing authority/disciplinary authority is reasonable or not. Such a power which rests with the appointing authority/disciplinary authority is ordinarily not available to the Court or a Tribunal. The Court, while undertaking judicial review of the matter is not supposed to substitute its own opinion on reappraisal of facts. In exercise of power of judicial review, a Court can, however, interfere with the punishment imposed when the punishment is found to be shockingly disproportionate, suggesting lack of good faith. Merely because in the opinion of the Court lesser punishment could have been more appropriate, cannot be a ground to interfere with the discretion of the departmental authorities. 20. In the light of the aforesaid position of law, the learned Single Judge was right in remanding the matter to the appointing authority/disciplinary authority to pass appropriate penalty on the delinquent. The appointing authority on consideration of the attending facts, had decided to impose the penalty of withholding of two increments for 2 years with cumulative effect for the said act of delinquency finding the same to be an act of gross indiscipline. It is also well settled that an act of indiscipline by a person belonging to a disciplined force has to be dealt with sternly as the personnel of disciplined force are always duty bound to maintain discipline and to perform their duties with all sincerity and honesty. It is not a case of the appellant in the instant appeal that the penalty so imposed on him is disproportionate. In fact, the appellant did not lead any evidence during the departmental proceeding to rebut the charge of unauthorised absence. 21. After making a survey of a number of decisions, the first proposition that has been culled out in Deepali Gundu Surwase (supra) is that it was only in cases of wrongful termination of service, reinstatement with continuity of service and back wages is the normal rule. The present case is neither a case of wrongful termination or dismissal nor there was any procedural violation in the departmental proceeding. There was no plea on the part of the appellant that there was violation of the principles of natural justice and he was not afforded adequate opportunity of being heard. The present case is neither a case of wrongful termination or dismissal nor there was any procedural violation in the departmental proceeding. There was no plea on the part of the appellant that there was violation of the principles of natural justice and he was not afforded adequate opportunity of being heard. In such situation, the three decisions on which the appellant has placed reliance to substantiate the submission demanding full back wages on his reinstatement into service, is not at all applicable to the fact situation obtaining in the present case. 22. The learned Single Judge observed that the writ petition was preferred after about 4 years of the passing of the order of dismissal and considered just and expedient to pass an order to the effect that in the event of the disciplinary authority decided to impose any penalty which would result in the reinstatement of the appellant into service, the appellant would not be entitled to any pay and allowances from the date of his dismissal to the eventual order imposing the penalty, which ultimately was passed on 10.10.2014. Admittedly, the appellant had approached the Court after elapse of more than 4 years from the date of his order of dismissal. While denying the benefit of back wages on the condition that the fresh order of penalty to be passed at a later date by the appointing authority/disciplinary authority might result in reinstatement of the appellant into service, the Single Judge also took into consideration of the fact that the appellant did not extend any service to the employer and the principle of no work no pay would very much be applicable. The above two factors by which the learned Single Judge appeared to have been guided in denying the back wages to the appellant on reinstatement cannot be held to be unjustified. It is apt to say that where reinstatement is a consequence of a lesser punishment, neither back wages nor continuity of service nor consequential benefits, follow as a natural or necessary consequence of such reinstatement. It is held in J.K. Synthetics Ltd. Vs. It is apt to say that where reinstatement is a consequence of a lesser punishment, neither back wages nor continuity of service nor consequential benefits, follow as a natural or necessary consequence of such reinstatement. It is held in J.K. Synthetics Ltd. Vs. K.P. Agarwal, (2007) 2 SCC 433 , that in cases where the misconduct is held to be proved, and reinstatement itself is a consequential benefit arising from imposition of a lesser punishment, award of back wages for the period when the employee has not worked, may amount to rewarding the delinquent employee and punishing the employer for taking action for the misconduct committed by the employee. While observing that the same should be avoided, it has further been observed that, in such cases, even where continuity is directed, it should only be for the purposes of pensionary/retirement benefits, and not for other benefits like increments, promotions, etc. The learned Single Judge has already given the benefit of reckoning the period for the purpose of computation of pensionary benefits. 23. Upon consideration of the facts and circumstances of the present case in its entirety and the position of law as enunciated in J.K. Synthetics Ltd. in similar fact situation, we are of the considered opinion that no interference is necessary with the direction made by the learned Single Judge in his judgment and order dated 05.09.2014 and this appeal does not merit any further consideration. Accordingly, the writ appeal is dismissed. No order as to cost.